BERKAS MITRA · terakhir diperiksa 2026-09
Interactive Brokers (institutional prime services) — penyedia likuiditas institusional
This record indicates potential gaps in published information regarding regulatory details.
Lisensi, dibaca apa adanya
| Regulator | Nomor lisensi | Yurisdiksi | Tingkat | Sumber |
|---|---|---|---|---|
| SEC/FINRA | CRD 36418 (SEC 8-47257) | USA | tier-1 | buka sumber ↗ |
| FCA | belum terverifikasi | UK | tier-1 | buka sumber ↗ |
| Central Bank of Ireland | C423427 | Ireland | tier-1 | buka sumber ↗ |
| ASIC | 453554 | Australia | tier-1 | buka sumber ↗ |
| SFC (HK) | belum terverifikasi | Hong Kong | tier-1 | buka sumber ↗ |
| MAS (Singapore) | CMS100917 | Singapore | tier-1 | buka sumber ↗ |
| CIRO (Canada) | belum terverifikasi | Canada | tier-1 | buka sumber ↗ |
Klasifikasi tingkat memakai skala yang sama dengan register ritel: tier-2 berarti pengawasan nyata dan pemisahan uang klien, tanpa skema kompensasi investor — jangan salah baca sebagai perlindungan tier-1.
Risiko residual yang dipikul mitra
Unpublished FCA registration number
The FCA number for Interactive Brokers (U.K.) Limited is not published on their site.
Sumber: firm disclosures page
Founding year not stated
The founding year of Interactive Brokers LLC is not stated on the fetched pages.
Sumber: firm disclosures page
Buku klaim
Klaim yang cukup spesifik untuk difalsifikasi — dan yang tetap menjadi pengukuran venue sendiri.
Klaim yang dapat diuji
- Footer register statements: Interactive Brokers LLC is a member NYSE-FINRA-SIPC, regulated by the US SEC and the CFTC; Interactive Brokers Canada Inc. is a CIRO/CIPF member; Interactive Brokers (U.K.) Limited is authorised and regulated by the FCA
- Interactive Brokers Ireland Limited regulated by the Central Bank of Ireland (CBI reference C423427, CRO 657406, ICS member); IB Australia AFSL 453554 (ABN 98 166 929 568); IB Hong Kong regulated by the SFC; IB Securities Japan regulated by Kanto Local Finance Bureau (Registration No. 187); IB Singapore licensed by MAS (Licence No. CMS100917)
- BrokerCheck register: Interactive Brokers LLC CRD 36418, SEC 8-47257, status ACTIVE
- Institutional account minimum and client billing are published fee items; introducing-broker programme offered on the main site
Klaim yang tidak bisa kami verifikasi dari luar
- Financial-strength and execution-quality marketing statements on the homepage are the firm's own characterisations
Perimeter dan cakupan
| Kelas aset | Pusat data | Konektivitas | Klien yang diterima | Ditolak secara eksplisit |
|---|---|---|---|---|
| Stocks, Options, Futures, Currencies (FX), Bonds, Funds | Institutions, Financial advisors, Proprietary trading groups, Hedge funds, Introducing brokers ('Launch and scale your brokerage business'), Family offices, Compliance traders |
Perusahaan yang menerbitkan ruang negatifnya sendiri — menolak siapa, tidak berlisensi di mana — jauh lebih mudah diuji tuntas. Daftar penolakan dianggap pengungkapan, bukan cacat.