EXPEDIENTE DE CONTRAPARTE · última revisión 2026-09
Interactive Brokers (institutional prime services) — proveedor institucional de liquidez
This record indicates potential gaps in published information regarding regulatory details.
Licencia, leída literalmente
| Regulador | Número de licencia | Jurisdicción | Nivel | Fuente |
|---|---|---|---|---|
| SEC/FINRA | CRD 36418 (SEC 8-47257) | USA | tier-1 | abrir fuente ↗ |
| FCA | no verificado | UK | tier-1 | abrir fuente ↗ |
| Central Bank of Ireland | C423427 | Ireland | tier-1 | abrir fuente ↗ |
| ASIC | 453554 | Australia | tier-1 | abrir fuente ↗ |
| SFC (HK) | no verificado | Hong Kong | tier-1 | abrir fuente ↗ |
| MAS (Singapore) | CMS100917 | Singapore | tier-1 | abrir fuente ↗ |
| CIRO (Canada) | no verificado | Canada | tier-1 | abrir fuente ↗ |
La clasificación por niveles sigue la misma escala que el registro minorista: tier-2 significa supervisión real y segregación de fondos de clientes, sin fondo de compensación — nunca lo lea como protección tier-1.
Residuales que carga una contraparte
Unpublished FCA registration number
The FCA number for Interactive Brokers (U.K.) Limited is not published on their site.
Fuente: firm disclosures page
Founding year not stated
The founding year of Interactive Brokers LLC is not stated on the fetched pages.
Fuente: firm disclosures page
Libro de afirmaciones
Afirmaciones lo bastante específicas para ser refutadas — y las que siguen siendo medición del propio venue.
Afirmaciones verificables
- Footer register statements: Interactive Brokers LLC is a member NYSE-FINRA-SIPC, regulated by the US SEC and the CFTC; Interactive Brokers Canada Inc. is a CIRO/CIPF member; Interactive Brokers (U.K.) Limited is authorised and regulated by the FCA
- Interactive Brokers Ireland Limited regulated by the Central Bank of Ireland (CBI reference C423427, CRO 657406, ICS member); IB Australia AFSL 453554 (ABN 98 166 929 568); IB Hong Kong regulated by the SFC; IB Securities Japan regulated by Kanto Local Finance Bureau (Registration No. 187); IB Singapore licensed by MAS (Licence No. CMS100917)
- BrokerCheck register: Interactive Brokers LLC CRD 36418, SEC 8-47257, status ACTIVE
- Institutional account minimum and client billing are published fee items; introducing-broker programme offered on the main site
Afirmaciones que no podemos verificar desde fuera
- Financial-strength and execution-quality marketing statements on the homepage are the firm's own characterisations
Perímetro y cobertura
| Clases de activos | Centros de datos | Conectividad | Clientes aceptados | Rechazados explícitamente |
|---|---|---|---|---|
| Stocks, Options, Futures, Currencies (FX), Bonds, Funds | Institutions, Financial advisors, Proprietary trading groups, Hedge funds, Introducing brokers ('Launch and scale your brokerage business'), Family offices, Compliance traders |
Una empresa que publica su propio espacio negativo — a quién rechaza, dónde no está licenciada — es materialmente más fácil de diligenciar. La lista de rechazos se trata como divulgación, no como defecto.