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Independent

This register is not a regulator. Every status links to the regulator's own notice or register entry.

341 firms on file · 202 identified entity records 73 carry a published regulator notice

Verified

RECORD BW-4077TIER-1 SUPERVISION CONFIRMED

Interactive Brokers

2 legal entities are on file for this firm, across 2 jurisdictions. The strongest supervision on file is Tier 1.

Verified means: At least one entity in this firm's structure was located on a tier-1 authority's own public register at the date of the last check, and the entity a retail client is onboarded to is covered by it.

LAST CHECKED
2026-10
ENTITIES
2
JURISDICTIONS
2
BEST TIER
T1
CONFIDENCE
HIGH
REGISTER SYNC
2026-11-05

Entity-by-entity licence record

One row per legal entity in this firm's structure. Numbers are reproduced exactly as published; every row links to the source we read them from.

Legal entityAuthority / registryNumberJurisdictionTierWhat it isSource
entity not examinedFinancial Conduct Authority (UK)208159GBT1Financial licenceregister.fca.org.ukhttps://register.fca.org.uk/s/firm?id=001b000000MfKjCAAV
entity not examinedSecurities and Exchange Commission (US)8-47257UST1Financial licencesec.govhttps://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0000922792&type=X-17A-5

Scroll the register sideways — the entity column stays pinned.

Paste any number above into the named authority's own search. If a number a firm advertises does not return that firm on the authority's register, treat the claim as unverified.

What the record says

Statements of fact drawn from the entities above. Each one is checkable against a source URL in the licence table.

  1. F01Interactive Brokers traces its origins to 1978 and is headquartered in Greenwich, Connecticut.
  2. F02Interactive Brokers Group, Inc. is listed on Nasdaq under the ticker IBKR and is a component of the S&P 500.
  3. F03ASIC's media release dated 20 September 2023 states that Interactive Brokers Australia Pty Ltd (ACN 166 929 568) paid a $832,500 penalty to comply with an infringement notice from the Market Disciplinary Panel; ASIC reports the MDP findings and notes that compliance with the notice is not an admission of guilt or liability (https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-255mr-interactive-brokers-pays-832-500-penalty-for-negligent-and-reckless-conduct).
  4. F04Interactive Brokers: deposit as advertised by the firm, 2026-10 (https://www.interactivebrokers.co.uk/en/accounts/required-minimums.php)
  5. F05Interactive Brokers: software as advertised by the firm, 2026-10 (https://www.interactivebrokers.co.uk/en/trading/trading-platforms.php)

Not verified at last check

Recorded openly rather than filled with a plausible guess. A blank on this register means we could not confirm it on 2026-10.

Nothing outstanding on this record

Every field we hold for this firm was confirmed against a source at the last check. That is a statement about 2026-10, not a permanent guarantee.

Account conditions on file

As published by the firm. Blank fields were not confirmed.

Incorporated
not verified
Registered office
not verified
Minimum deposit
0 USD (as advertised by Interactive Brokers, 2026-10 · source)
Leverage offered
not verified
Quoted EUR/USD spread
not verified
Trading systems
Proprietary desktop platform · Proprietary web platform
Account tiers
IBKR Account (Individual/Joint) · Free Trial
Leverage above a tier-1 retail cap is normally only available through an offshore entity. If the figure above is far above 1:30, check which entity is offering it in the licence table.

Sources

Sources supplied with the current register rows; their dates describe the recorded checks.

PublisherDocumentRETRIEVED
Financial Conduct Authority (UK)entity not examined — GBhttps://register.fca.org.uk/s/firm?id=001b000000MfKjCAAV2026-10
Securities and Exchange Commission (US)entity not examined — UShttps://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0000922792&type=X-17A-52026-10