This register is not a regulator. Every status links to the regulator's own notice or register entry.
341 firms on file · 202 identified entity records 73 carry a published regulator notice
5 legal entities are on file for this firm, across 5 jurisdictions. The strongest supervision on file is Tier 1.
Caution means: The group holds a licence we could verify, but the record shows a caveat you have to read: an offshore entity in the same structure, a registration that is not a financial licence, or leverage well above tier-1 retail caps.
Jurisdiction gap — read this before you deposit
Holds a tier-1 licence (FCA, ASIC, SEC / FINRA (US broker-dealer, group affiliate)) alongside 1 other live entities. Which one your account sits under determines the protection you get.
A group can hold a tier-1 licence and still onboard you through an offshore entity in the same structure. The licence protects clients of the entity that holds it — not every client of the brand. Check which company name appears on your own client agreement, then look that company up in the table below.
One row per legal entity in this firm's structure. Numbers are reproduced exactly as published; every row links to the source we read them from.
| Legal entity | Authority / registry | Number | Jurisdiction | Tier | What it is | Source |
|---|---|---|---|---|---|---|
| RKX Financial UK Limited (formerly Doo Clearing Limited) | FCA | 833414 | United Kingdom | T1 | Financial licence | find-and-update.company-information.service.gov.ukhttps://find-and-update.company-information.service.gov.uk/company/10684079 |
| Doo Financial Australia Limited | ASIC | AFSL 222650 | Australia | T1 | Financial licence | blog.doo.comhttps://blog.doo.com/en/featured-articles/doo-group-entities-holds-financial-licenses-worldwide-ensuring-security-of-clients-funds/ |
| Elish & Elish Inc. | SEC / FINRA (US broker-dealer, group affiliate) | SEC 8-41551 / CRD 24409 | United States | T1 | Financial licence | blog.doo.comhttps://blog.doo.com/en/featured-articles/doo-group-entities-holds-financial-licenses-worldwide-ensuring-security-of-clients-funds/ |
| Doo Prime Seychelles Limited | FSA Seychelles | SD090 | Seychelles | T3not independently verified | Financial licence | dooprime.comhttps://www.dooprime.com/license-and-regulations |
| Doo Prime Vanuatu Limited (presented as D Prime Vanuatu Limited on the broker's site) | VFSC | 700238 | Vanuatu | T3 | Financial licence | dooprime.comhttps://www.dooprime.com/license-and-regulations |
Scroll the register sideways — the entity column stays pinned.
Statements of fact drawn from the entities above. Each one is checkable against a source URL in the licence table.
Recorded openly rather than filled with a plausible guess. A blank on this register means we could not confirm it on 2026-09-15.
As published by the firm. Blank fields were not confirmed.
Every URL below was read before this record was published.
| Publisher | Document | RETRIEVED |
|---|---|---|
| FCA | RKX Financial UK Limited (formerly Doo Clearing Limited) — United Kingdomhttps://find-and-update.company-information.service.gov.uk/company/10684079 | 2026-09-15 |
| SEC / FINRA (US broker-dealer, group affiliate) | Elish & Elish Inc. — United Stateshttps://blog.doo.com/en/featured-articles/doo-group-entities-holds-financial-licenses-worldwide-ensuring-security-of-clients-funds/ | 2026-09-15 |
| VFSC | Doo Prime Vanuatu Limited (presented as D Prime Vanuatu Limited on the broker's site) — Vanuatuhttps://www.dooprime.com/license-and-regulations | 2026-09-15 |
Every entity row on this record was checked against the authority's own database or the firm's own published legal page. Where no number was published, the field is left as “not verified” rather than filled.