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341 firms on file · 202 identified entity records 73 carry a published regulator notice

COUNTERPARTY FILE · last re-checked 2026-09

State Street Global Markets — institutional liquidity provider

This record reflects the current standing of State Street Global Markets with noted residual risks.

State Street Corporation (trading arm State Street Global Markets; US broker-dealer State Street Global Markets, LLC) · Boston, Massachusetts, USA

evidence score
95/100

Licence, read literally

RegulatorLicence numberJurisdictionTierSource
SEC/FINRA (BrokerCheck, State Street Global Markets, LLC)8-69862UST1open source
SEC (EDGAR, State Street Corporation)000093751UST1open source
Tier classification follows the same scale as the retail register: tier-2 means real supervision and client-money segregation, without an investor compensation scheme — never misread it as tier-1 protection.

Residuals a counterparty carries

2

  1. R01

    Unpublished trading venue details

    State Street Global Markets does not publish details of venues beyond FX Connect.

    Source: firm disclosures page

  2. R02

    Self-measured FX volume metrics

    FXConnect volume beyond the 2004 disclosure is self-measured and not independently verified.

    Source: self-measured claims

The claims ledger

Claims specific enough to be falsified — and the ones that remain the venue's own measurement.

Testable claims

  • State Street Global Markets is the investment research and trading arm of State Street Corporation (NYSE: STT) (investors.statestreet.com press release, 2004)
  • FXConnect multi-bank electronic FX trading system surpassed $30 billion in daily trading volume for the first time in Dec 2004 (investors.statestreet.com)
  • FX Connect offers access to more than 300 currency pairs for spot and up to 70 pairs for forwards and swaps, integrated with TradeNeXus (statestreet.com FX Connect product sheet PDF)
  • State Street Markets provides advanced trading, financing, foreign exchange and research capabilities (statestreet.com home page)

Claims we cannot verify from outside

  • FXConnect volume beyond the 2004 disclosure (dated, self-measured)
  • Liquidity sourcing metrics in ECB FX working-group presentation (aggregate, self-measured)

Perimeter and coverage

Asset classes
FX spot, FX forwards, FX swaps, NDFs
Venues
FX Connect (multi-bank platform), EBS, Reuters, CLS
Connectivity
FIX, FX Connect, TradeNeXus post-trade integration
Clients accepted
Institutional investors, Asset managers, Pension funds, Corporates, Banks
Explicitly refused
Retail clients
A firm that publishes its own negative space — who it refuses, where it is not licensed — is materially easier to diligence than one that doesn't. The refusal list is treated here as disclosure, not as a defect.