COUNTERPARTY FILE · last re-checked 2026-09
IMC Trading — institutional liquidity provider
Market-maker record stands on its published licences; unpublished firm details stay null rather than filled from directories.
Licence, read literally
| Regulator | Licence number | Jurisdiction | Tier | Source |
|---|---|---|---|---|
| SEC/FINRA (BrokerCheck, IMC Financial Markets) | 8-52600 | US | tier-1 | open source ↗ |
| FCA (IMC London Limited) | 1007808 | UK | tier-1 | open source ↗ |
Tier classification follows the same scale as the retail register: tier-2 means real supervision and client-money segregation, without an investor compensation scheme — never misread it as tier-1 protection.
Residuals a counterparty carries
Founding year and HQ not on own pages
IMC's own site does not publish a founding year for the trading firm or an HQ line in the reviewed pages; both fields are null in the register.
Source: firm pages reviewed 2026-09
Volume and performance figures are self-measured
Any volume, fill-rate or performance figures the firm publishes are its own measurement; the register records them under self-measured claims. Licences recorded: SEC/FINRA (BrokerCheck, IMC Financial Markets) 8-52600; FCA (IMC London Limited) 1007808.
Source: firm pages
The claims ledger
Claims specific enough to be falsified — and the ones that remain the venue's own measurement.
Testable claims
- Own homepage states 'A stabilizing force in markets since 1989, IMC provides liquidity wherever markets trade', 'Providing liquidity since 1989 — AEX | 1989 - 2025', and 'We develop innovative technologies and algorithms to trade in all major asset classes on more than 120 venues globally', with metrics '+120 Trading venues', '10 Offices', '+2070 Employees', '9000+ servers across 9 countries', '36 Years of trading' (imc.com, checked 10 Sept 2026)
- FINRA BrokerCheck search API returns IMC FINANCIAL MARKETS (CRD 104143), SEC number 8-52600, firm_scope ACTIVE (brokercheck.finra.org/firm/104143)
- FCA register bulk-extract lists IMC London Limited, FRN 1007808, Authorised (authorised 2024-08-09)
Claims we cannot verify from outside
- 'Our ambition is to be the world's leading trading firm' — own marketing
- Employee/venue/server counts are self-published homepage metrics
Perimeter and coverage
| Asset classes | Venues | Connectivity | Clients accepted | Explicitly refused |
|---|---|---|---|---|
| Equities, ETFs, Options, Futures, Fixed income, Commodities, Digital assets | More than 120 trading venues globally (own figure) | Proprietary algorithms/electronic trading, Exchange memberships |
A firm that publishes its own negative space — who it refuses, where it is not licensed — is materially easier to diligence than one that doesn't. The refusal list is treated here as disclosure, not as a defect.