PU Prime

Current registration evidence is listed below. An unexamined field remains unknown.

The registration rows stand independently of the archived assessment.

Caution means: The firm is licensed somewhere we can verify, but part of the business sits under weaker supervision — an offshore entity, leverage far above Tier-1 retail caps, or a register entry that does not cover everything the firm advertises.

LAST CHECKED: 2026-10
FIRST LISTED: 2026-08-20
JURISDICTION: —
SOURCES: 1

Regulator record

Licence and registration references as recorded on each authority's own register.

Regulator	Jurisdiction	Reference no.	Tier	Standing
Australian Securities and Investments Commission	AU	410681	T1	authorised

Scroll sideways — the regulator column stays pinned.

Reference numbers are reproduced as published so you can paste them straight into the regulator's search. If a number on a broker's website does not return that broker on the regulator's own register, treat the site as unverified.

Regulatory timeline

Published notices and alert-list entries recorded against this entity.

No published notices on record

No dated notice has been filed for this record. This does not establish that a warning-list check was completed.

Register office checks

1 checks anyone can repeat against public sources.

Result	Check	Finding
Not Verified	Client Fund Segregation	Information regarding the segregation of client funds was not explicitly verified for all entities during this review.

User reports

Moderated accounts submitted by readers. Not regulatory evidence.

Reports are published only after a person reads them. A report marked verified means the reporter supplied supporting documentation we were able to check. An unverified report is one person's account and does not change this entity's status.

Submit a report

No moderated reports have been published against this record yet. If you have dealt with this firm, tell the register office.

Sources

Sources supplied with the current register rows; their dates describe the recorded checks.

Publisher	Document	RETRIEVED
Australian Securities and Investments Commission	410681 · authorisedhttps://connectonline.asic.gov.au/RegistrySearch/faces/landing/panelSearch.jspx?searchTab=search&searchText=151613839&searchType=OrgAndBusNm	2026-09