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307 firms on file · 608 legal entities · 52 carry a published regulator notice

Warning

RECORD BW-3007UNREGISTERED ENTITY

OX Securities Pty Ltd

There is a published listing from the US CFTC naming this entity as registration deficient.

Two entities are named, one of them an SV (St Vincent) registration. A firm can hold a licence in one jurisdiction and still be listed as unregistered in another — the listing is about US registration only.

Warning means: A regulator has published a list naming this entity — typically because it appears to be acting in a capacity that requires registration and is not registered. Being listed is not itself a finding of wrongdoing by a court, but it is a public signal from the regulator.

Issuing authority — read the noticeCommodity Futures Trading Commission (US) has published a notice naming this firm: https://www.cftc.gov/REDlist/node/255566
LAST CHECKED
2026-08-06
FIRST LISTED
2025-05-29
JURISDICTION
—
SOURCES
3

Regulator record

Licence and registration references as recorded on each authority's own register.

RegulatorJurisdictionReference no.TierStanding
CFTCUnited States—T1Not registered

Scroll sideways — the regulator column stays pinned.

Reference numbers are reproduced as published so you can paste them straight into the regulator's search. If a number on a broker's website does not return that broker on the regulator's own register, treat the site as unverified.

Regulatory timeline

Published notices and alert-list entries recorded against this entity.

No published notices on record

At our last check on 2026-08-06 we found no published warning notice or alert-list entry naming this entity on the registers we monitor. That is a statement about what we found on a given date, not a guarantee about the future — re-check before you deposit.

User reports

Moderated accounts submitted by readers. Not regulatory evidence.

Reports are published only after a person reads them. A report marked verified means the reporter supplied supporting documentation we were able to check. An unverified report is one person's account and does not change this entity's status.

Submit a report

No moderated reports have been published against this record yet. If you have dealt with this firm, tell the register office.

Sources

Every source below was retrieved from the publisher's own site.

PublisherDocumentRETRIEVED
Commodity Futures Trading Commission (US)CFTC RED List — OX Securities Pty Ltdhttps://www.cftc.gov/REDlist/node/2555662026-08-06
Commodity Futures Trading Commission (US)CFTC adds 43 unregistered foreign entities to the RED Listhttps://www.cftc.gov/PressRoom/PressReleases/9080-252026-08-06
Commodity Futures Trading Commission (US)CFTC RED (Registration Deficient) Listhttps://www.cftc.gov/LearnAndProtect/Resources/Check/redlist.htm2026-08-06

Register office

Checked by
Priya Nair · Register office · Regulation & Safety Lead

Compliance background in EU investment firms. Checks every licence reference on this register against the issuing authority's own database before a record is published, and re-checks open records on a rolling 90-day cycle.