This register is not a regulator. Every status links to the regulator's own notice or register entry.
341 firms on file · 202 identified entity records 73 carry a published regulator notice
Interactive BrokersCurrent registration evidence is listed below. An unexamined field remains unknown.
The registration rows stand independently of the archived assessment.
Verified means: We located the firm on at least two Tier-1 regulators' own public registers and found no published warning against it at the date of our last check.
Licence and registration references as recorded on each authority's own register.
| Regulator | Jurisdiction | Reference no. | Tier | Standing |
|---|---|---|---|---|
| Financial Conduct Authority (UK) | GB | 208159 | T1 | authorised |
| Securities and Exchange Commission (US) | US | 8-47257 | T1 | authorised |
Scroll sideways — the regulator column stays pinned.
Published notices and alert-list entries recorded against this entity.
No dated notice has been filed for this record. This does not establish that a warning-list check was completed.
3 checks anyone can repeat against public sources.
| Result | Check | Finding |
|---|---|---|
| Pass | Founding and Headquarters | Interactive Brokers traces its origins to 1978 and is headquartered in Greenwich, Connecticut, USA. |
| Pass | Public Listing | Interactive Brokers Group, Inc. is listed on Nasdaq (IBKR) and is a component of the S&P 500. |
| Warn | ASIC Market Disciplinary Panel Penalty | Interactive Brokers Australia Pty Ltd paid an $832,500 penalty to comply with an ASIC infringement notice regarding negligent and reckless conduct (September 2023). |
Moderated accounts submitted by readers. Not regulatory evidence.
Reports are published only after a person reads them. A report marked verified means the reporter supplied supporting documentation we were able to check. An unverified report is one person's account and does not change this entity's status.
Submit a reportNo moderated reports have been published against this record yet. If you have dealt with this firm, tell the register office.
Sources supplied with the current register rows; their dates describe the recorded checks.
| Publisher | Document | RETRIEVED |
|---|---|---|
| Financial Conduct Authority (UK) | 208159 · authorisedhttps://register.fca.org.uk/s/firm?id=001b000000MfKjCAAV | 2026-09 |
| Securities and Exchange Commission (US) | 8-47257 · authorisedhttps://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0000922792&type=X-17A-5 | 2026-09 |
In September 2023, Interactive Brokers Australia Pty Ltd paid an $832,500 penalty to comply with an ASIC infringement notice. This notice related to findings of negligent and reckless conduct concerning inadequate systems to prevent and detect market manipulation. Compliance with the notice is not an admission of guilt or liability.
Interactive Brokers is headquartered in Greenwich, Connecticut, USA.