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341 firms on file · 202 identified entity records 73 carry a published regulator notice

Warning

RECORD AL-2023-1002NOT EXAMINED

Elite Financial Markets

There is a published listing from the Commodity Futures Trading Commission naming this entity.

The CFTC has placed this entity on its RED List. This entity operates outside the United States with no or limited U.S. presence, and it is soliciting and/or accepting funds from U.S. customers and offering a product within the CFTC's jurisdiction. A review by the Commission has revealed that this entity is acting in a capacity that appears to require registration, but it is not registered with the CFTC. A warning notice is the regulator alerting the public; it is not, by itself, a court finding.

Warning means: A regulator has published a list naming this entity — typically because it appears to be acting in a capacity that requires registration and is not registered. Being listed is not itself a finding of wrongdoing by a court, but it is a public signal from the regulator.

Issuing authority — read the noticeCFTC · Elite Financial Markets · https://www.cftc.gov/REDlist/node/245741
LAST CHECKED
2026-10-31
FIRST LISTED
2023-06-12
JURISDICTION
—
SOURCES
1

Regulator record

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Regulatory timeline

Published notices and alert-list entries recorded against this entity.

  1. 2023-06-12 · AL-2023-1002

    Commodity Futures Trading Commission — Alert list entry

    The CFTC has placed this entity on its RED List. This entity operates outside the United States with no or limited U.S. presence, and it is soliciting and/or accepting funds from U.S. customers and offering a product within the CFTC's jurisdiction. A review by the Commission has revealed that this entity is acting in a capacity that appears to require registration, but it is not registered with the CFTC.

    https://www.cftc.gov/REDlist/node/245741

User reports

Moderated accounts submitted by readers. Not regulatory evidence.

Reports are published only after a person reads them. A report marked verified means the reporter supplied supporting documentation we were able to check. An unverified report is one person's account and does not change this entity's status.

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Sources

Sources supplied with the current register rows; their dates describe the recorded checks.

PublisherDocumentRETRIEVED
Commodity Futures Trading Commission (United States)Alert list entry — Elite Financial Marketshttps://www.cftc.gov/REDlist/node/2457412026-10-31