ADSS

ADSS, operating under the entity ADS Securities L.L.C - S.P.C, is regulated by the Capital Market Authority (CMA) in the United Arab Emirates. It holds a Category 1 licence (305027), which covers activities such as trading broker services, clearing, and dealing in OTC derivatives and financial products. Additionally, it possesses a Category 5 licence (20200000217) for introduction services. These licences mean that the UAE entity of ADSS is subject to oversight by the CMA, which aims to ensure financial integrity, promote fair trading practices, and provide a framework for market conduct. This regulation offers a degree of protection for clients dealing with the active UAE entity, as it mandates certain operational and capital requirements. However, it is crucial to understand that any previous protection from the UK's Financial Conduct Authority (FCA) for ADS Securities London Limited is no longer applicable, as that entity's authorisation has ended.

Verifying a broker's regulatory status is a fundamental step for any client. For ADSS, this involves checking two key regulators. First, to confirm the active UAE licences, one should visit the official website of the Capital Market Authority (CMA) in the UAE and search their public register for 'ADS Securities L.L.C - S.P.C' using the provided licence numbers: 305027 (Category 1) and 20200000217 (Category 5). This will confirm their current authorisation status within the UAE. Second, for the UK entity, it is imperative to consult the Financial Conduct Authority (FCA) register at register.fca.org.uk. A search for 'ADS Securities London Limited' with reference number 577453 will show that its authorisation has ended. This status indicates that the firm can no longer conduct regulated activities in the UK, meaning any client dealing with this specific entity would not benefit from FCA oversight or protections.

ADSS operates as the trading name for ADS Securities L.L.C - S.P.C, an entity registered in the UAE under commercial licence 1190047, with its registered office located on Corniche Road, Abu Dhabi. This is the primary, active operational entity for ADSS, and it is regulated by the Capital Market Authority (CMA) of the UAE. Historically, there was also a UK-based entity, ADS Securities London Limited, which was authorised by the Financial Conduct Authority (FCA). However, the FCA register clearly states that this entity's authorisation has ended, and it is no longer permitted to carry on regulated activities. Therefore, clients engaging with ADSS today will be dealing with the UAE-regulated entity, and their accounts and activities will fall under the purview of UAE regulations, not those of the UK FCA.

While regulation provides a framework for fair and transparent operations, it does not eliminate all risks associated with trading. It is vital to understand that regulatory oversight primarily protects against issues like fraud, insolvency, and operational misconduct, but it cannot protect clients from market volatility or losses resulting from poor trading decisions. ADSS explicitly states that it is an execution-only service provider, meaning it does not offer investment advice. This places the full responsibility for trading strategies and outcomes directly on the client. Furthermore, several key trading conditions—including minimum deposit requirements, maximum leverage, typical EUR/USD spreads, whether client funds are segregated, and if negative balance protection is offered—could not be independently verified. These unverified aspects are crucial for risk management and overall trading experience, and clients should obtain direct confirmation from ADSS before making any commitments.

Given the 'caution' status, prospective clients of ADSS should proceed with thorough due diligence. The primary concern is the inactive status of the FCA authorisation for ADS Securities London Limited, which means UK regulatory protections are no longer in effect. Clients will be engaging with the UAE-regulated entity, ADS Securities L.L.C - S.P.C, which holds active licences from the Capital Market Authority (CMA) in the UAE. It is essential to understand the specific protections and investor compensation schemes available under UAE regulation, as these may differ from other jurisdictions. Furthermore, because several critical trading details such as minimum deposit, maximum leverage, and client fund protections could not be independently verified, traders are strongly advised to contact ADSS directly to confirm these terms. Always ensure you are comfortable with the regulatory framework and all trading conditions before depositing funds.